We keep complaints confidential, and all complaints must be in writing. We cannot act on complaints that are made anonymously. If you have serious concerns about the way your investments have been handled, a company you have invested in, or believe securities law has been...
Securities Fees Schedule Registration Type Fee (a) Application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. $750 (b) Application for a representative, ultimate designated person or chief...
PEI Securities Act Fee Regulations effective March 3, 2025. Registration Type Fee (a) Application for a dealer, adviser or investment fund manager, regardless of the number of categories of registration to which the application relates. $750 (b) Application for a representative...
Activity Report Apr 1-10, 2022.pdf (94KB ) Activity Report Apr 11-26, 2022.pdf (93KB ) Activity Report May 9-30, 2022.pdf (103KB )