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Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-519 Subject: MFDA 2014 CRM2 Amendments Effective Date: July 15, 2014 Blanket Order 31-519 MFDA 2014 CRM2 Amendments Part 1 Definitions 1.1 Unless otherwise defined in this decision or the...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-518 Subject: IIROC 2014 CRM2 Amendments Effective Date: July 15, 2014 Blanket Order 31-518 IIROC 2014 CRM2 Amendments Part 1 Definitions 1.1 Unless otherwise defined in this decision or the...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-517 Subject: Exemption from the Requirement to Provide Dispute Resolution Services Prescribed by Section 13.16 of NI 31-103 Effective Date: July 5, 2012 Blanket Order 31-517 Exemption from...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-516 Subject : Exemption from the Requirement to Register as an Investment Fund Manager Effective Date: July 5, 2012 Blanket Order 31-516 Exemption from the Requirement to Register as an...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-515 Subject: Exemption from the Registration Requirement in NI 31-103 for International Advisors Effective Date: September 28, 2011 Blanket Order 31-515 Exemption from the Registration...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-514 Subject: Exemption from the Registration Requirement in NI 31-103 for International Dealers Effective Date: September 28, 2011 Blanket Order 31-514 Exemption from the Registration...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-513 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms Effective Date...

Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-512 Subject : Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms Effective Date...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-511 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: September 28, 2011 Blanket Order 31-511 Exemption from the Registration...