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Being an informed investor is one of your best defences against investment fraud. Before investing we encourage you: 1. Check Registration Check the registration of the individual or firm you deal with. 2. Check Disciplinary History To see if disciplinary decisions or cease trade...

Why is registration important? Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Registration helps protect investors because securities regulators will only register firms and...

On January 1, 2016, insurance regulators across Canada, implemented a streamlined and updated entry level qualification program for new life insurance agents and new accident and sickness insurance agents. This initiative was called the Life License Qualification Program (LLQP)...