Search

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-503 Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category...

In the matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2) Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial...