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Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-503 Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category...

In the matter of the Securities Act, R.S.P.E.I. 1988, Cap. S-3.1 Subsection 26(2) Whereas subsection 26(2) provides that the Superintendent may hold records or any class of records in confidence if the Superintendent considers that the records disclose intimate financial...

Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 81-807 Subject: Independent Review Committee for Investment Funds Effective Date: March 17, 2008 Rule 81-807 Implementing National Instrument 81-107 Independent Review Committee for...