In the Matter of the Securities Act, R.S.P.E.I. 1988, Cap.S-3.1 -and- In the Matter of Local Rule 45-508 Respecting Community Economic Development Business (“Local Rule 45-508") -and- In the Matter of National Instrument 51-102 Continuous Disclosure Obligations (“NI 51-102")...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 45-807 Subject: Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions Effective Date: September 8, 2015 Rule 45-807 Implementing...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 45-806 Subject: Prospectus and Registration Exemptions Effective Date: March 17, 2008 Rule 45-806 Implementing National Instrument 45-106 Prospectus and Registration Exemptions Part 1...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 45-802 Subject: Resale of Securities Effective Date: March 17, 2008 Rule 45-802 Implementing National Instrument 45-102 Resale of Securities Part 1 Definitions 1.1 In this Rule “NI 45...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 45-801? Subject: Rights Offerings Effective Date: March 17, 2008 Rule 45-801 Implementing National Instrument 45-101 Rights Offerings Part 1 Definitions 1.1 In this Rule “NI 45-101”...
Securities Act R.S.P.E.I. 1988, Cap. S-3.1 Document Type: Blanket Order Document No.: 45-512 Subject: Exemptions from certain requirements in Form 45-106F1 Report of Exempt Distribution Effective Date: June 30, 2016 Blanket Order 45-512 Exemptions from certain requirements in...
Securities Act R.S.P.E.I. 1988, Cap. S-3.1 Document Type: Blanket Order Document No.: 45-511 Subject: Exemption from prospectus requirement for certain trades to existing security holders Effective Date: March 13, 2014 Blanket Order 45-511 Exemption from prospectus requirement...
Securities Act R.S.P.E.I. 1988, Cap. S-3.1 Document Type: Blanket Order Document No.: 45-510 Subject: Exemptions from certain financial statement requirements of Form 45-106 F2 Offering Memorandum for Non-Qualifying Issuers Effective Date: December 20, 2012 Blanket Order 45-510...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 45-508 Subject: Respecting Community Economic-Development Businesses Effective Date: July 4, 2011 Local Rule 45-508 Respecting Community Economic-Development Businesses Interpretation 1. (1) In this...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 45-507 Subject: Exempt Distributions - Self-Directed Registered Education Savings Plan Effective Date: March 17, 2008 Local Rule 45-507 Exempt Distributions - Self-Directed Registered Education...