Publication
Victims of Crime Act 2012-2013 Annual Report
Victims of Crime Act Annual Report April 1, 2012 to March 31, 2013.
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31-513 (Blanket Order) - Transitional Relief for MFDA Member Firms
Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-513 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms Effective Date...
Publication
Victims of Crime Act 2014-2015 Annual Report
The Victims of Crime Act Annual Report for April 1, 2014 to March 31, 2015.
Information
31-512 (Blanket Order) - Transitional Relief for IIROC Member Firms
Securities Act R.S.P.E.I. 1988, Cap.-S-3.1 Document Type: Blanket Order Document No.: 31-512 Subject : Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms Effective Date...
Information
31-503 (Blanket Order) (Revoked) - Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-503 Subject: Exemption from sections 3.6 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category...