Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-510 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for MFDA member firms Effective Date...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-509 Subject: Transitional relief from the requirement to provide the relationship disclosure information prescribed by section 14.2(1) of NI 31-103 for IIROC member firms Effective Date...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-508 Subject: Exemption from the Registration Requirement for Trades in Short-Term Debt Instruments Effective Date: March 27, 2010 Blanket Order 31-508 Exemption from the Registration...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-507 Subject: Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio Managers Adding a Category Effective Date: February 26...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-506 Subject: Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers Effective Date: February 26, 2010...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-505 Subject: Exemption from paragraph 13.2(2)(b) of National Instrument 31-103 Registration Requirements and Exemptions for Mutual Fund Dealers Effective Date: February 26, 2010 Blanket Order...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-504 Subject: Exemption from section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms Effective Date: February 26, 2010 Blanket Order 31-504...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-502 Subject: Exemption from certain sections of National Instrument 31-103 Registration Requirements and Exemptions in connection with transition and grandfathering matters Effective Date...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Repeal of Local Rule Document No: 31-501 (Repeal) Subject: Transitional Registration Requirements Effective Date: September 28, 2009 Local Rule 31-501 (Repeal) Transitional Registration Requirements Part 1 Definitions 1.1...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 24-801 Subject: Institutional Trade Matching and Settlement Effective Date: March 17, 2008 Rule 24-801 Implementing National Instrument 24-101 Institutional Trade Matching and Settlement...