Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-504 Subject: Exemption from section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms Effective Date: February 26, 2010 Blanket Order 31-504...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 31-502 Subject: Exemption from certain sections of National Instrument 31-103 Registration Requirements and Exemptions in connection with transition and grandfathering matters Effective Date...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Repeal of Local Rule Document No: 31-501 (Repeal) Subject: Transitional Registration Requirements Effective Date: September 28, 2009 Local Rule 31-501 (Repeal) Transitional Registration Requirements Part 1 Definitions 1.1...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 24-801 Subject: Institutional Trade Matching and Settlement Effective Date: March 17, 2008 Rule 24-801 Implementing National Instrument 24-101 Institutional Trade Matching and Settlement...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 23-801 Subject: Trading Rules Effective Date: March 17, 2008 Rule 23-801 Implementing National Instrument 23-101 Trading Rules Part 1 Definitions 1.1 In this Rule “NI 23-101” means...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 23-501 Subject: Exemption from Certain Requirements in Part 6 of National Instrument 23-101 - Trading Rules Effective Date: September 17, 2015 Blanket Order 23-501 Exemption from Certain...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 21-801 Subject: Marketplace Operation Effective Date: March 17, 2008 Rule 21-801 Implementing National Instrument 21-101 Marketplace Operation Part 1 Definitions 1.1 In this Rule “NI 21...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-503 Subject: An order exempting issuers whose securities are listed on the Alpha Main marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation Effective...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-502 Subject: An order exempting issuers whose securities are listed on the Alpha Venture Plus marketplace operated by Alpha Exchange Inc. from certain requirements of securities legislation...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Blanket Order Document No: 21-501 Subject: Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities Effective Date: January 1, 2012...