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33-805 - Underwriting Conflicts

Published date: August 11, 2017
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Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Implementing Instrument

Document No: 33-805

Subject: Underwriting Conflicts

Effective Date: March 17, 2008

Rule 33-805 Implementing National Instrument 33-105 Underwriting Conflicts

Part 1 Definitions

1.1 In this Rule “NI 33-105” means National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, consolidated to March 17, 2008.

Part 2 Adoption as a Rule

2.1 NI 33-105 is adopted as a Rule under the Securities Act.

Part 3 Effective Date

3.1 This instrument comes into effect on March 17, 2008. 

33-805 (Amendment)

Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument

Document No: 33-805

Subject: Underwriting Conflicts

Effective Date: September 28, 2009

Rule 33-805 Amending National Instrument 33-105 Underwriting Conflicts

Part 1 Definitions

1.1  In this Rule “NI 33-105” means National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, consolidated to March 17, 2008.

Part 2 Amendment of National Instrument

2.1  NI 33-105 is amended in accordance with Amendments to National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, made effective September 28, 2009.

Part 3 Effective Date

3.1  This instrument comes into effect on September 28, 2009.

33-805 (Amendment)

Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument

Document No: 33-805

Subject: Underwriting Conflicts

Effective Date: September 28, 2009

Rule 33-805 Amending National Instrument 33-105 Underwriting Conflicts

Part 1 Definitions

1.1  In this Rule “NI 33-105” means National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, consolidated to March 17, 2008.

Part 2 Amendment of National Instrument

2.1  NI 33-105 is amended in accordance with Amendments to National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, made effective on the day National Instrument 31-103 Registration Requirements and Exemptions comes into force.

Part 3 Effective Date

3.1  This instrument comes into effect on September 28, 2009.

33-805 (Amendment)

Securities Act

R.S.P.E.I. 1988, Cap-S-3.1

Document Type: Amendments to National Instrument

Document No: 33-805

Subject: Underwriting Conflicts

Effective Date: September 8, 2015

Rule 33-805 Amending National Instrument 33-105 Underwriting Conflicts

Part 1 Definitions

1.1  In this Rule “NI 33-105” means National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, consolidated to March 17, 2008 as amended effective September 28, 2009.

Part 2 Amendment of National Instrument

2.1  NI 33-105 is amended in accordance with Amendments to National Instrument 33-105 Underwriting Conflicts of the Canadian Securities Administrators, made effective September 8, 2015.

Part 3 Effective Date

3.1  This instrument comes into effect on September 8, 2015.

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