CSA Instruments and Policies 21-101 National Instrument - Marketplace Operation as of September 14, 2020 21-101 CP Companion Policy - Marketplace Operation as of September 14, 2020 23-101 National Instrument - Trading Rules as of April 10, 2017 23-101 CP Companion Policy -...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 15-502 Subject: Procedures for Hearings before the Superintendent or before a Delegate of the Superintendent Effective Date: December 22, 2012 Local Rule 15-502 Procedures for Hearings before the...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 15-501 Subject: Exemption of Certain Contracts Issued by Insurance Companies from Prince Edward Island Securities Laws Effective Date: March 17, 2008 Local Rule 15-501 Exemption of Certain Contracts...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 14-801 Subject: Definitions Effective Date: March 17, 2008 Rule 14-801 Implementing National Instrument 14-101 Definitions Part 1 Definitions 1.1 In this Rule “NI 14-101” means National...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 13-802 Subject: System Fees for SEDAR and NRD Effective Date: October 12, 2013 Rule 13-802 Implementing Multilateral Instrument 13-102 System Fees for SEDAR and NRD Part 1 Definitions 1...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 13-801 Subject: System for Electronic Document Analysis and Retrieval (SEDAR) Effective Date: March 17, 2008 Rule 13-801 Implementing National Instrument 13-101 System for Electronic...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Local Rule Document No: 12-501 Subject: Exemption for Discretionary Exemptions applied before March 17, 2008 (from provisions not in force in Prince Edward Island before March 17, 2008). Effective Date: March 17, 2008 Local...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 11-802 Subject: Passport System Effective Date: March 17, 2008 Rule 11-802 Implementing Multilateral Instrument 11-102 Passport System Part 1 Definitions 1.1 In this Rule “MI 11-102”...
Securities Act R.S.P.E.I. 1988, Cap-S-3.1 Document Type: Implementing Instrument Document No: 11-801 Subject: Principal Regulator System Effective Date: March 17, 2008 Rule 11-801 Implementing Multilateral Instrument 11-101 Principal Regulator System Part 1 Definitions 1.1 In...
CSA Instruments and Policies 11-102 Multilateral Instrument – Passport System unofficial consolidation of Multilateral Instrument as of June 9, 2023 11-102 CP Companion Policy – Passport System unofficial consolidation of Companion Policy as of June 9, 2023 11-103 Multilateral...